OTC Europe LLP

Date authorised
19 April 2010
Companies House
OC346399
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    O T C Europe LLP
    Europe Llp
    10 Finsbury Square
    London
    Islington
    EC2A 1AF
    UNITED KINGDOM
    Phone
    +4402077268601
    Web
    https://www.otcgh.com

  • Complaints Contact

    O T C Europe LLP
    Europe Llp
    10 Finsbury Square
    London
    Islington
    EC2A 1AF
    UNITED KINGDOM
    Phone
    +4402077268601

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . OTC Europe LLC

    IRN XXO01044

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (19 Apr 2010 to 8 Dec 2019)
  • Adam Merrick

    IRN AXM04810

    • CF11 Money Laundering Reporting (25 Apr 2017 to 29 Mar 2019)
    • CF10 Compliance Oversight (25 Apr 2017 to 29 Mar 2019)
  • Adam Simon Quait

    IRN ASQ01002

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Alan Aston Martin

    IRN AAM01080

    • [FCA CF] Client dealing (10 Dec 2019 to 23 Feb 2022)
    • CF30 Customer (6 Jun 2011 to 8 Dec 2019)
  • Alexander Rupert Frederick Norton

    IRN AXR00973

    • [FCA CF] Client dealing (since 13 Oct 2025)
  • Alix Roberts

    IRN AXR01351

    • CF30 Customer (18 Sep 2013 to 21 Jul 2014)
  • Anastasia Stevenson

    IRN AXS04885

    • [FCA CF] Client dealing (28 May 2024 to 26 Feb 2025)
  • Andrew Ramage

    IRN AXR01497

    • [FCA CF] Client dealing (6 Apr 2020 to 12 Feb 2021)
    • CF30 Customer (21 Aug 2013 to 6 Nov 2018)
  • Ann Turner

    IRN AXT01426

    • CF10 Compliance Oversight (19 Apr 2010 to 8 Jun 2017)
    • CF11 Money Laundering Reporting (19 Apr 2010 to 8 Jun 2017)
    • CF30 Customer (19 Apr 2010 to 8 Jun 2017)
    • CF4 Partner (19 Apr 2010 to 8 Jun 2017)
  • Anthony James Hines

    IRN AXH00562

    • [FCA CF] Client dealing (since 21 Jun 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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