Date authorised
1 April 2013
Companies House
03163656
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tower Bridge House
    St. Katharines Way
    London
    E1W 1BQ
    UNITED KINGDOM
    Phone
    +4402072651871
  • Complaints Contact

    Tower Bridge House
    St Katharines Way
    London
    E1W 1BQ
    UNITED KINGDOM
    Phone
    +4402072651871

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Howard Ratcliff

    IRN AHR01021

    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2004)
  • Alastair William Greenway Deighton

    IRN AWD01040

    • CF21 Investment Adviser (3 Mar 2003 to 21 Nov 2003)
  • Anand Ravindran

    IRN AXR01011

    • [FCA CF] Client dealing (since 24 Jan 2025)
  • Andre Roger Cowell-Berry

    IRN ARC01130

    • CF1 Director (2 Jun 2009 to 28 Jan 2010)
    • CF30 Customer (1 Nov 2007 to 28 Jan 2010)
    • CF21 Investment Adviser (30 Apr 2004 to 31 Oct 2007)
  • Andrew James Gordon

    IRN AJG01163

    • CF1 Director (1 Mar 2011 to 30 Jun 2011)
    • CF30 Customer (18 Mar 2009 to 16 Jul 2013)
  • Andrew Paul Carlyle Williams

    IRN AXW09621

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Feb 2019 to 8 Dec 2019)
  • Andrew Richardson Rechten

    IRN APR01052

    • [FCA CF] Client dealing (since 20 May 2024)
    • [FCA CF] Manager of certification employee (since 20 May 2024)
  • Anthony John Timmings

    IRN AJT01105

    • CF21 Investment Adviser (5 May 2004 to 23 Aug 2006)
  • Benjamin Jay Goggin

    IRN BXG01102

    • CF30 Customer (1 Nov 2007 to 24 Apr 2012)
    • CF1 Director (3 Oct 2006 to 30 Jun 2011)
    • CF21 Investment Adviser (3 Oct 2006 to 31 Oct 2007)
  • Benjamin Luke Taylor

    IRN BLT01022

    • SMF3 Executive Director (since 15 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.