Andrew James Gordon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- [FCA CF] Client dealing (4 Nov 2024 to 31 Dec 2025)
Marex Spectron International Limited (no longer approved here)
FRN 193027
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2022)
- CF30 Customer (16 Sep 2013 to 30 Mar 2015)
SSY FUTURES LTD (no longer approved here)
FRN 181602
- CF1 Director (1 Mar 2011 to 30 Jun 2011)
- CF30 Customer (18 Mar 2009 to 16 Jul 2013)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- CF26 Customer Trading (25 May 2004 to 12 May 2005)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF26 Customer Trading (1 Dec 2001 to 20 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.