Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Braemar Securities Limited (no longer approved here)

    FRN 583277

    • [FCA CF] Client dealing (14 Jul 2021 to 15 Feb 2022)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (22 Oct 2014 to 30 Jun 2016)
  • SSY FUTURES LTD (no longer approved here)

    FRN 181602

    • CF30 Customer (1 Nov 2007 to 24 Apr 2012)
    • CF21 Investment Adviser (3 Oct 2006 to 31 Oct 2007)
    • CF1 Director (3 Oct 2006 to 30 Jun 2011)
  • Clarksons Futures Limited (no longer approved here)

    FRN 179391

    • CF1 Director (20 Jan 2005 to 2 Oct 2006)
    • CF21 Investment Adviser (16 May 2003 to 2 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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