Clarksons Futures Limited

Date authorised
1 April 2013
Companies House
03052018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000
    Web
    https://www.clarksons.com

  • Complaints Contact

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaran John Fronda

    IRN AJF01246

    • CF30 Customer (30 Nov 2011 to 11 May 2012)
  • Adam Bartholomew Suttill

    IRN ABS01080

    • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • CF1 Director (19 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (3 Jul 2012 to 8 Dec 2019)
  • Adam Thompson

    IRN AST01049

    • [FCA CF] Client dealing (since 24 Sep 2024)
  • Adelfio Ronci

    IRN AXR02447

    • CF30 Customer (6 Mar 2015 to 23 Sep 2015)
  • Adil Kamal

    IRN AXK08582

    • CF30 Customer (27 Nov 2018 to 5 Apr 2019)
  • Alasdair Giles Rickwood Lane

    IRN AGL01074

    • CF1 Director (10 Nov 2016 to 22 Nov 2019)
  • Alexander James Gray

    IRN AJG01174

    • SMF1 Chief Executive (9 Dec 2019 to 23 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2023)
    • SMF3 Executive Director (9 Dec 2019 to 23 May 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Sep 2006 to 31 Oct 2007)
    • CF3 Chief Executive (18 Sep 2006 to 8 Dec 2019)
    • CF1 Director (16 Apr 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alexander Roland Hobbs

    IRN AXH00314

    • [FCA CF] Client dealing (1 Mar 2021 to 6 Sep 2022)
  • Alfie Louie Gard

    IRN ALG01055

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Aug 2015 to 27 Jan 2017)
  • Alison Clare Smith

    IRN ACS01114

    • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.