TRADITION FINANCIAL SERVICES LTD.

Date authorised
1 April 2013
Companies House
01046064
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500
    Web
    https://www.tradition.com

  • Complaints Contact

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marianna Russo

    IRN MXR02073

    • CF30 Customer (14 May 2012 to 8 Dec 2019)
  • Mark Benedict McGuire

    IRN MBM01040

    • CF30 Customer (1 Nov 2007 to 31 Oct 2015)
    • CF26 Customer Trading (24 Apr 2006 to 31 Oct 2007)
  • Mark Bohdan Skrypec

    IRN MBS01030

    • CF26 Customer Trading (1 Dec 2001 to 29 Jul 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2003)
  • Mark Healy

    IRN MXH03207

    • CF30 Customer (22 Feb 2018 to 19 Jul 2018)
  • Mark Jon Allen

    IRN MJA01129

    • CF30 Customer (15 May 2012 to 31 Dec 2016)
  • Mark Leslie Nokes

    IRN MLN01002

    • CF26 Customer Trading (1 Dec 2001 to 6 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)
  • Mark Ralph Christopher Seccombe

    IRN MRS01154

    • CF21 Investment Adviser (17 Sep 2004 to 3 Aug 2007)
  • Mark Timothy Fennell

    IRN MTF01012

    • SMF3 Executive Director (since 15 Dec 2023)
    • SMF24 Chief Operations (since 15 Dec 2023)
  • Martin Abbott

    IRN MXA02944

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Jan 2024)
    • CF2 Non Executive Director (5 Feb 2015 to 8 Dec 2019)
  • Martin Ward

    IRN MXW00960

    • SMF18 Other Overall Responsibility (since 16 Jul 2025)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.