Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Client dealing (30 Jun 2020 to 30 Mar 2023)
    • [FCA CF] Manager of certification employee (30 Jun 2020 to 30 Mar 2023)
    • CF30 Customer (12 Nov 2007 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2003)
    • CF26 Customer Trading (1 Dec 2001 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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