TRADITION FINANCIAL SERVICES LTD.

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Edward Bicks

  IRN MEB01063

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (28 Dec 2006 to 31 Oct 2007)
• Matthew Harris

  IRN MJH01316

  • [FCA CF] Manager of certification employee (since 18 Sep 2023)
  • [FCA CF] Client dealing (since 18 Sep 2023)
• Matthew Stuart Woodhams

  IRN MSW01173

  • SMF18 Other Overall Responsibility (16 Jun 2025 to 19 Aug 2025)
• Matthew William Pomroy

  IRN MWP01073

  • CF26 Customer Trading (21 Sep 2006 to 14 Mar 2007)
• Max Robert Christian Southwell

  IRN MRS01179

  • [FCA CF] Client dealing (17 Dec 2020 to 31 May 2021)
  • [FCA CF] Manager of certification employee (17 Dec 2020 to 31 May 2021)
  • CF30 Customer (11 Jan 2017 to 8 Dec 2019)
• Maxim Panca

  IRN MXP01890

  • CF30 Customer (2 Jul 2010 to 31 Dec 2018)
• Melissa Piner

  IRN MXP01039

  • SMF18 Other Overall Responsibility (since 24 Nov 2025)
• Mia Lee

  IRN MXL00369

  • [FCA CF] Client dealing (since 4 Jan 2022)
• Michael James Dawson

  IRN MJD01184

  • CF26 Customer Trading (1 Dec 2001 to 6 Dec 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)
• Michael James Lavery

  IRN MXL00290

  • [FCA CF] Client dealing (since 17 Jul 2023)

No changes recorded yet.