Matthew Harris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION FINANCIAL SERVICES LTD.

    FRN 147543

    • [FCA CF] Manager of certification employee (since 18 Sep 2023)
    • [FCA CF] Client dealing (since 18 Sep 2023)
  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Client dealing (since 18 Sep 2023)
    • [FCA CF] Manager of certification employee (since 18 Sep 2023)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Client dealing (1 Oct 2022 to 17 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Oct 2022 to 17 Mar 2023)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (31 Mar 2020 to 17 Mar 2023)
    • [FCA CF] Manager of certification employee (31 Mar 2020 to 17 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (29 Jan 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.