Max Robert Christian Southwell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP E&C Limited

    FRN 146880

    • [FCA CF] Client dealing (since 5 Dec 2023)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • [FCA CF] Client dealing (17 Dec 2020 to 31 May 2021)
    • [FCA CF] Manager of certification employee (17 Dec 2020 to 31 May 2021)
    • CF30 Customer (11 Jan 2017 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Manager of certification employee (17 Dec 2020 to 31 May 2021)
    • [FCA CF] Client dealing (17 Dec 2020 to 31 May 2021)
    • CF30 Customer (11 Jan 2017 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 9 Aug 2011)
    • CF26 Customer Trading (30 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.