Mark Leslie Nokes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)
    • CF26 Customer Trading (1 Dec 2001 to 6 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.