Trading 212 UK Limited

• Principal Place of Business

  Aldermary House

  10-15 Queen Street

  London

  EC4N 1TX

  UNITED KINGDOM

  Phone

  +4402038571320

  Web

  https://www.trading212.com

• Complaints Contact

  Aldermary House

  10-15 Queen Street

  London

  EC4N 1TX

  UNITED KINGDOM

  Phone

  +4402038571320

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nicholas Luke Saunders

  IRN NLS01015

  • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2021)
  • CF10a CASS Oversight function (20 Sep 2016 to 19 May 2017)
  • CF30 Customer (23 Dec 2014 to 8 Dec 2019)
  • CF3 Chief Executive (23 Dec 2014 to 8 Dec 2019)
  • CF1 Director (23 Dec 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2014 to 6 Mar 2015)
  • CF11 Money Laundering Reporting (1 Oct 2014 to 6 Mar 2015)
• Nikolay Minchev Petkov

  IRN NMP01052

  • CF30 Customer (21 Apr 2015 to 16 Jun 2016)
• Paras Arora

  IRN PXA00321

  • [FCA CF] Material risk taker (16 Jun 2025 to 30 Mar 2026)
  • [FCA CF] Significant management (16 Jun 2025 to 30 Mar 2026)
• Penelope Ruth Judd

  IRN PRJ01054

  • SMF11 Chair of the Audit Committee (since 30 Jan 2026)
• Peter David Spencer King

  IRN PXK00464

  • Director of firm who is not a certification employee or a SMF manager (since 7 Oct 2025)
• Philip Graham Parsons

  IRN PGP01037

  • SMF3 Executive Director (2 Nov 2021 to 28 Jul 2023)
• Rajvinder Kaur Somal

  IRN RXS24642

  • [FCA CF] Material risk taker (22 Apr 2022 to 26 Jan 2023)
• Rizwaan Dusoye

  IRN RAD01163

  • [FCA CF] Client dealing (1 May 2023 to 9 Jun 2023)
  • [FCA CF] Material risk taker (1 May 2023 to 9 Jun 2023)
• Russell Piper

  IRN RXP78321

  • SMF4 Chief Risk (since 18 Jun 2024)
  • SMF3 Executive Director (since 28 Jul 2023)
  • [FCA CF] Significant management (1 May 2023 to 10 Apr 2024)
  • [FCA CF] Material risk taker (19 Jul 2021 to 10 Apr 2024)
• Samuel Perkins

  IRN SXP01003

  • [FCA CF] Material risk taker (since 4 Oct 2024)
  • [FCA CF] Client dealing (since 4 Oct 2024)

No changes recorded yet.