Trading 212 UK Limited

• Principal Place of Business

  Aldermary House

  10-15 Queen Street

  London

  EC4N 1TX

  UNITED KINGDOM

  Phone

  +4402038571320

  Web

  https://www.trading212.com

• Complaints Contact

  Aldermary House

  10-15 Queen Street

  London

  EC4N 1TX

  UNITED KINGDOM

  Phone

  +4402038571320

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Shane Cohen

  IRN SXC00991

  • [FCA CF] Material risk taker (1 May 2023 to 7 Mar 2025)
• Sheena Griffiths

  IRN SXG00511

  • [FCA CF] Material risk taker (22 Apr 2022 to 29 Sep 2022)
• Simon Fowler

  IRN SXF00398

  • [FCA CF] Significant management (since 1 Apr 2025)
  • [FCA CF] Material risk taker (since 1 May 2023)
• Stanislav Andreev

  IRN SXA02690

  • CF30 Customer (23 Apr 2015 to 15 Nov 2016)
• Stephen Wotton

  IRN SXW00602

  • [FCA CF] Material risk taker (22 Apr 2022 to 12 Jan 2023)
• Tarun Bining

  IRN TXB00468

  • [FCA CF] Client dealing (1 May 2023 to 13 Feb 2026)
  • [FCA CF] Material risk taker (1 May 2023 to 13 Feb 2026)
• Victoria Batsford

  IRN VSW00007

  • SMF18 Other Overall Responsibility (27 Sep 2024 to 31 Mar 2026)
  • [FCA CF] Material risk taker (1 May 2023 to 12 Feb 2025)
  • [FCA CF] CASS oversight function (30 Nov 2021 to 12 Feb 2025)
• Victoria Mears

  IRN VXM01446

  • SMF16 Compliance Oversight (since 21 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Sep 2022 to 10 Mar 2025)

No changes recorded yet.