Nicholas Luke Saunders

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Webull Securities (UK) Ltd

    FRN 961286

    • SMF3 Executive Director (since 25 Oct 2022)
    • SMF1 Chief Executive (since 25 Oct 2022)
  • Trading 212 UK Limited (no longer approved here)

    FRN 609146

    • SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2021)
    • CF10a CASS Oversight function (20 Sep 2016 to 19 May 2017)
    • CF30 Customer (23 Dec 2014 to 8 Dec 2019)
    • CF3 Chief Executive (23 Dec 2014 to 8 Dec 2019)
    • CF1 Director (23 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2014 to 6 Mar 2015)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 6 Mar 2015)
  • MHA Wealth Limited (no longer approved here)

    FRN 143715

    • CF11 Money Laundering Reporting (1 Mar 2013 to 26 Oct 2014)
    • CF10 Compliance Oversight (1 Mar 2013 to 26 Oct 2014)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
    • CF26 Customer Trading (21 Mar 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF30 Customer (1 Nov 2007 to 9 Dec 2009)
    • CF21 Investment Adviser (20 Feb 2004 to 31 Oct 2007)
    • CF26 Customer Trading (21 Mar 2003 to 28 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.