Webull Securities (UK) Ltd

Date authorised
25 October 2022
Companies House
13437270
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Connolly Works
    41-43 Chalton Street
    London
    NW1 1JD
    UNITED KINGDOM
    Phone
    +442039051005
    Web
    https://www.webull-uk.com

  • Complaints Contact

    The Connolly Works
    41-43 Chalton Street
    London
    NW1 1JD
    UNITED KINGDOM
    Phone
    +442039051005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abigail Imogen Leighton

    IRN AXL00569

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2023 to 4 Mar 2026)
    • SMF16 Compliance Oversight (30 Jun 2023 to 4 Mar 2026)
  • Andrew Driver

    IRN AXD01784

    • SMF16 Compliance Oversight (since 8 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2026)
  • Anquan Wang

    IRN AXW00529

    • SMF9 Chair of the Governing Body (since 25 Oct 2022)
  • Judy Kwan

    IRN JXK00663

    • SMF3 Executive Director (since 5 Jun 2024)
  • Nicholas Luke Saunders

    IRN NLS01015

    • SMF1 Chief Executive (since 25 Oct 2022)
    • SMF3 Executive Director (since 25 Oct 2022)
  • Simon Trayton Phelps

    IRN STP01024

    • SMF16 Compliance Oversight (25 Oct 2022 to 14 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Oct 2022 to 14 Mar 2023)
    • SMF3 Executive Director (25 Oct 2022 to 14 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.