Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF4 Chief Risk (since 18 Jun 2024)
    • SMF3 Executive Director (since 28 Jul 2023)
    • [FCA CF] Significant management (1 May 2023 to 10 Apr 2024)
    • [FCA CF] Material risk taker (19 Jul 2021 to 10 Apr 2024)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Material risk taker (1 May 2020 to 21 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2020 to 21 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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