Rajvinder Kaur Somal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mirabella Financial Services LLP
FRN 415559
- SMF16 Compliance Oversight (since 25 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Apr 2025)
- SMF1 Chief Executive (since 20 Feb 2024)
- SMF27 Partner (since 20 Feb 2024)
- SMF16 Compliance Oversight (12 Aug 2022 to 29 May 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 Aug 2022 to 29 May 2024)
Trading 212 UK Limited (no longer approved here)
FRN 609146
- [FCA CF] Material risk taker (22 Apr 2022 to 26 Jan 2023)
Titan Asset Management Ltd (no longer approved here)
FRN 568089
- SMF3 Executive Director (10 Feb 2022 to 16 Feb 2022)
Titan Settlement & Custody Ltd (no longer approved here)
FRN 533039
- SMF3 Executive Director (8 Dec 2020 to 2 Feb 2022)
- SMF5 Head of Internal Audit (14 Mar 2020 to 8 Dec 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.