TIO Markets UK Limited

Date authorised
1 April 2013
Companies House
06592025
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    T I O Markets UK Ltd
    8 Devonshire Square
    London
    City Of London
    EC2M 4YJ
    UNITED KINGDOM
    Phone
    +4402038652275
    Web
    https://www.tiomarkets.uk

  • Complaints Contact

    T I O Markets UK Ltd
    8 Devonshire Square
    London
    City Of London
    EC2M 4YJ
    UNITED KINGDOM
    Phone
    +442038652275

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Paul Matharu

    IRN APM01093

    • CF2 Non Executive Director (10 Oct 2017 to 30 Sep 2018)
  • Charles Alexander Hartley

    IRN CAH01120

    • CF1 Director (26 Aug 2009 to 9 Oct 2009)
    • CF11 Money Laundering Reporting (26 Aug 2009 to 9 Oct 2009)
    • CF10 Compliance Oversight (26 Aug 2009 to 9 Oct 2009)
  • Christopher Stiegeler

    IRN CXS02442

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (18 Jul 2017 to 8 Dec 2019)
  • Damian Patrick McDowell

    IRN DPM01137

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2021)
    • CF11 Money Laundering Reporting (20 Apr 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (20 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Apr 2017 to 8 Dec 2019)
    • CF3 Chief Executive (9 Sep 2016 to 8 Dec 2019)
    • CF1 Director (9 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2016 to 21 Apr 2017)
  • Damien Edward Francis

    IRN DEF01031

    • SMF3 Executive Director (since 17 May 2022)
    • CF30 Customer (26 Aug 2009 to 15 Apr 2011)
    • CF1 Director (26 Aug 2009 to 15 Apr 2011)
    • CF3 Chief Executive (26 Aug 2009 to 15 Apr 2011)
  • Eugene Hawkin

    IRN EXH01252

    • CF10a CASS Oversight function (1 Oct 2011 to 25 Oct 2012)
    • CF3 Chief Executive (1 Apr 2011 to 1 May 2013)
    • CF1 Director (21 May 2010 to 17 Mar 2015)
    • CF2 Non Executive Director (26 Aug 2009 to 6 Feb 2010)
  • Frederick Scott

    IRN FXS01225

    • CF30 Customer (19 Jan 2010 to 31 Mar 2011)
  • Jack Henry Rawlings

    IRN JHR01093

    • CF30 Customer (8 Apr 2017 to 8 May 2018)
  • Jude Bahnan

    IRN JXB01430

    • CF11 Money Laundering Reporting (25 Mar 2010 to 1 Jun 2010)
    • CF10 Compliance Oversight (25 Mar 2010 to 1 Jun 2010)
  • Levy Benarroch

    IRN LXB01445

    • CF1 Director (22 Jan 2016 to 30 Sep 2016)
    • CF10a CASS Oversight function (24 Oct 2012 to 30 Sep 2016)
    • CF11 Money Laundering Reporting (24 Oct 2012 to 30 Sep 2016)
    • CF10 Compliance Oversight (24 Oct 2012 to 30 Sep 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Sadek Baksh (no longer appointed)

    FRN 620422 · Appointed 4 Apr 2014 · Until 29 Aug 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.