TIO Markets UK Limited

• Principal Place of Business

  T I O Markets UK Ltd

  8 Devonshire Square

  London

  City Of London

  EC2M 4YJ

  UNITED KINGDOM

  Phone

  +4402038652275

  Web

  https://www.tiomarkets.uk

• Complaints Contact

  T I O Markets UK Ltd

  8 Devonshire Square

  London

  City Of London

  EC2M 4YJ

  UNITED KINGDOM

  Phone

  +442038652275

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mazhar Manzoor

  IRN MXM02138

  • CF10 Compliance Oversight (7 Apr 2011 to 25 Oct 2012)
  • CF11 Money Laundering Reporting (7 Apr 2011 to 25 Oct 2012)
• Michael Mirarchi

  IRN MXM03272

  • CF3 Chief Executive (25 Jun 2015 to 15 Jan 2016)
  • CF1 Director (25 Jun 2015 to 15 Jan 2016)
  • CF30 Customer (12 Jun 2015 to 15 Jan 2016)
• Omid Haeri-Zadeh

  IRN OXZ01006

  • CF30 Customer (26 Apr 2012 to 5 Jan 2015)
• Patricia Marie Sanjurjo-Razzell

  IRN PMS01164

  • CF11 Money Laundering Reporting (16 Nov 2010 to 31 Dec 2010)
  • CF10 Compliance Oversight (16 Nov 2010 to 31 Dec 2010)
• Peter Ian Barbas

  IRN PIB01021

  • CF2 Non Executive Director (27 Apr 2015 to 30 Sep 2017)
• Ron Wainman

  IRN RXW01513

  • CF30 Customer (1 Jul 2011 to 31 Aug 2012)
• Sadek Baksh

  IRN SXB01953

  • CF30 Customer (24 Apr 2012 to 31 Mar 2014)
• Sean Carr

  IRN SXC02305

  • CF30 Customer (9 May 2012 to 31 Oct 2015)
• Simon Atsushi Maeda

  IRN SAM01139

  • [FCA CF] Client dealing (since 28 Apr 2021)
• Simon Iain Quirke

  IRN SIQ01000

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jul 2022)
  • SMF3 Executive Director (since 18 Jul 2022)
  • SMF16 Compliance Oversight (since 18 Jul 2022)

• Sadek Baksh (no longer appointed)

  FRN 620422 · Appointed 4 Apr 2014 · Until 29 Aug 2014

No changes recorded yet.