Charles Alexander Hartley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TIO Markets UK Limited (no longer approved here)
FRN 488900
- CF1 Director (26 Aug 2009 to 9 Oct 2009)
- CF10 Compliance Oversight (26 Aug 2009 to 9 Oct 2009)
- CF11 Money Laundering Reporting (26 Aug 2009 to 9 Oct 2009)
ITI Capital Limited (no longer approved here)
FRN 171487
- CF14 Risk Assessment (26 May 2004 to 30 Jan 2006)
- CF1 Director (26 May 2004 to 17 Mar 2008)
- CF21 Investment Adviser (26 May 2004 to 30 Jan 2006)
- CF10 Compliance Oversight (26 May 2004 to 17 Mar 2008)
- CF11 Money Laundering Reporting (26 May 2004 to 31 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.