Jude Bahnan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Swissquote Ltd
FRN 562170
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF10 Compliance Oversight (29 Oct 2014 to 27 Aug 2015)
- CF11 Money Laundering Reporting (29 Oct 2014 to 27 Aug 2015)
- CF2 Non Executive Director (2 May 2012 to 29 Oct 2014)
Hantec Markets Limited (no longer approved here)
FRN 502635
- CF11 Money Laundering Reporting (16 Jun 2010 to 21 Feb 2011)
- CF10 Compliance Oversight (16 Jun 2010 to 21 Feb 2011)
TIO Markets UK Limited (no longer approved here)
FRN 488900
- CF10 Compliance Oversight (25 Mar 2010 to 1 Jun 2010)
- CF11 Money Laundering Reporting (25 Mar 2010 to 1 Jun 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.