Swissquote Ltd

• Principal Place of Business

  Swiss Quote Ltd

  Boston House 63-64

  New Broad Street

  London

  City Of London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442071862600

  Web

  https://www.swissquote.co.uk

• Complaints Contact

  Swiss Quote Ltd

  Boston House 63-64

  New Broad Street

  London

  City Of London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442071862600

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aleksandar Vasic

  IRN AXV01325

  • CF30 Customer (2 Jul 2012 to 10 Dec 2012)
• Alessandro De Sando

  IRN AXD02045

  • CF30 Customer (28 Jun 2012 to 8 Dec 2019)
• Alexandru Craciun

  IRN AXC03514

  • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2025)
• Aysel Boschian Kurt

  IRN AXB02963

  • CF30 Customer (18 Jun 2012 to 6 Sep 2012)
• Bertram Seitz

  IRN BXS01717

  • CF3 Chief Executive (16 Jul 2012 to 21 Jan 2013)
  • CF1 Director (16 Jul 2012 to 21 Jan 2013)
  • CF30 Customer (16 Jul 2012 to 21 Jan 2013)
• Cavit Polat

  IRN CXP01620

  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Jan 2021 to 30 Sep 2021)
  • CF10a CASS Oversight function (31 May 2018 to 8 Dec 2019)
  • CF28 Systems and controls (31 May 2018 to 8 Dec 2019)
• Damien Edward Francis

  IRN DEF01031

  • CF30 Customer (2 May 2012 to 28 Jun 2012)
  • CF3 Chief Executive (2 May 2012 to 28 Jun 2012)
  • CF1 Director (2 May 2012 to 28 Jun 2012)
• Federico Cirulli

  IRN FXC01208

  • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 8 Dec 2021)
  • CF3 Chief Executive (29 Jan 2013 to 8 Dec 2019)
  • CF1 Director (29 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (29 Jan 2013 to 8 Dec 2019)
• Geoffrey James Cameron

  IRN GXC00620

  • [FCA CF] CASS oversight function (since 11 Sep 2024)
• Gilles Louis Roger Chantrier

  IRN GLC01056

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Aug 2025)
  • CF2 Non Executive Director (6 Feb 2014 to 8 Dec 2019)

No changes recorded yet.