Jack Henry Rawlings

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Swissquote Ltd
FRN 562170
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2022)
- SMF3 Executive Director (since 20 Dec 2022)
- SMF16 Compliance Oversight (since 12 Jan 2021)
XTB Limited (no longer approved here)
FRN 522157
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Apr 2020)
- CF11 Money Laundering Reporting (17 Sep 2019 to 8 Dec 2019)
TIO Markets UK Limited (no longer approved here)
FRN 488900
- CF30 Customer (8 Apr 2017 to 8 May 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.