TIMOTHY JAMES & PARTNERS LIMITED

• Principal Place of Business

  Timothy James & Partners Limited

  Shell Mex House

  3rd Floor, NE

  80 Strand

  London

  Westminster

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +442074366446

  Web

  https://www.tjpltd.co.uk

• Complaints Contact

  Timothy James & Partners Limited

  Shell Mex House

  3rd Floor, NE

  80 Strand

  London

  Westminster

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +442074366446

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Spicer

  IRN JXS01204

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 31 Jan 2023)
  • [FCA CF] Client dealing (since 31 Jan 2023)
• Keith Donald Fisher

  IRN KDF00003

  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
• Keith James Sheehan

  IRN KJS00056

  • CF30 Customer (1 Nov 2007 to 28 May 2010)
  • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
• Lee Bailey

  IRN LXB01262

  • CF21 Investment Adviser (22 Nov 2006 to 8 Dec 2006)
• Liz Alley

  IRN YXA01046

  • [FCA CF] Manager of certification employee (8 Aug 2022 to 30 Jun 2025)
  • [FCA CF] Significant management (8 Aug 2022 to 30 Jun 2025)
• Louise Christina Bessie Rycroft

  IRN LCR01032

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Matthew Douglas Pescott Frost

  IRN MDP00013

  • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 14 Feb 2003)
• Member Jocelyn Maagbe

  IRN MXM01109

  • [FCA CF] Manager of certification employee (20 Mar 2023 to 14 Apr 2023)
• Michael Johnson

  IRN MXJ00336

  • [FCA CF] Manager of certification employee (since 3 Oct 2025)
• Neil Stuart Avery

  IRN NSA00002

  • CF30 Customer (1 Nov 2007 to 29 Jun 2017)
  • CF21 Investment Adviser (15 Jun 2004 to 31 Oct 2007)

• Timothy James Consultancy Limited

  FRN 1043603 · Appointed 17 Nov 2025

No changes recorded yet.