Neil Stuart Avery

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASFC LLP

    FRN 518468

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF27 Partner (since 10 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2021)
    • [FCA CF] Client dealing (since 2 Feb 2021)
    • CF4 Partner (16 Jul 2019 to 6 Dec 2019)
    • CF30 Customer (15 Sep 2017 to 8 Dec 2019)
  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • CF30 Customer (1 Nov 2007 to 29 Jun 2017)
    • CF21 Investment Adviser (15 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.