Keith Donald Fisher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
    • [FCA CF] Client dealing (since 1 Mar 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2023)
    • CF30 Customer (28 Mar 2018 to 8 Dec 2019)
  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

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Updates to this individual's record on the FCA register.

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