Lee Bailey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (20 Oct 2008 to 21 Sep 2010)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
    • CF24 Pension Transfer Specialist (1 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • CF21 Investment Adviser (22 Nov 2006 to 8 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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