Tier One Capital Ltd

Date authorised
1 April 2013
Companies House
07979654
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wizu Workspace
    Portland House
    New Bridge Street West
    Newcastle Upon Tyne
    NE1 8AL
    UNITED KINGDOM
    Phone
    +4401912220099
    Web
    https://www.tieronecapital.co.uk

  • Complaints Contact

    Wizu Workspace
    Portland House
    New Bridge Street West
    Newcastle Upon Tyne
    NE1 8AL
    UNITED KINGDOM
    Phone
    +4401912220099

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity

  • Debt Plan Admin

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Marshall

    IRN NXM02112

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jun 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jun 2023)
    • CF11 Money Laundering Reporting (1 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
  • Paul Stanley Blight

    IRN PSB00026

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
    • CF30 Customer (8 Oct 2019 to 8 Dec 2019)
  • Peter Vincent Conway

    IRN PVC00001

    • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
  • Robert Dixon

    IRN RXD09402

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2021)
  • Samantha Brown

    IRN SXB02719

    • CF30 Customer (27 Jul 2015 to 7 Dec 2015)
  • Stephen William Black

    IRN SWB01081

    • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Jul 2018)
    • CF30 Customer (28 Feb 2013 to 8 Oct 2018)
    • Responsible for Insurance Mediation (28 Feb 2013 to 10 Jun 2015)
    • CF1 Director (28 Feb 2013 to 8 Oct 2018)
  • Tristan Gautier Francois Villien de Gabiole

    IRN TXV10324

    • CF30 Customer (15 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.