Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 5 Aug 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jun 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jun 2023)
    • CF10 Compliance Oversight (5 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF1 Director (AR) (6 Aug 2025 to 8 Dec 2025)
    • CF30 Customer (6 Aug 2025 to 8 Dec 2025)
  • Vela Wealth Limited (no longer approved here)

    FRN 1037492

    • Employed By (6 Aug 2025 to 8 Dec 2025)
  • Tier One Capital Ltd (no longer approved here)

    FRN 583021

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Oct 2023)
    • CF30 Customer (8 Oct 2019 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (6 Apr 2009 to 21 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (20 Jul 2007 to 31 Oct 2007)
  • Carrick Financial Management Ltd (no longer approved here)

    FRN 196441

    • Employed By (20 Jul 2007 to 21 Dec 2012)
  • I2I Financial Planning Group Ltd (no longer approved here)

    FRN 211688

    • (14)Employed By (8 May 2007 to 13 Jul 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (14)Employed By at I2I Financial Planning Group Ltd