Robert Dixon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 19 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 19 Jul 2024)
  • Prism Financial Advice Limited (no longer approved here)

    FRN 426165

    • [FCA CF] Functions requiring qualifications (30 Nov 2021 to 2 May 2024)
    • [FCA CF] Client dealing (30 Nov 2021 to 2 May 2024)
  • Tier One Capital Ltd (no longer approved here)

    FRN 583021

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Oct 2021)
  • Tier One Capital Wealth Management Limited (no longer approved here)

    FRN 588633

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Oct 2021)
    • CF30 Customer (17 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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