Samantha Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 Nov 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Functions requiring qualifications (6 Mar 2018 to 8 Sep 2018)
  • Tier One Capital Ltd (no longer approved here)

    FRN 583021

    • CF30 Customer (27 Jul 2015 to 7 Dec 2015)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF30 Customer (7 Mar 2013 to 26 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.