Peter Vincent Conway

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kinetic Private Investments Limited

    FRN 954553

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Dec 2022)
    • [FCA CF] Client dealing (since 15 Dec 2022)
    • SMF3 Executive Director (15 Dec 2022 to 15 Aug 2025)
  • Tier One Capital Ltd (no longer approved here)

    FRN 583021

    • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (30 Jul 2015 to 12 Mar 2018)
    • CF30 Customer (24 May 2011 to 12 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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