THROGMORTON PRIVATE CAPITAL LIMITED

• Principal Place of Business

  31-33 High Street

  Deal

  Kent

  CT14 6EL

  UNITED KINGDOM

  Phone

  +4401304371753

  Web

  https://www.throgmortonltd.co.uk

• Complaints Contact

  31-33 High Street

  Deal

  Kent

  CT14 6EL

  UNITED KINGDOM

  Phone

  +4401304371753

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Alexander Campbell

  IRN JAC00023

  • CF30 Customer (1 Nov 2007 to 30 Dec 2014)
  • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
  • CF1 Director (1 Jun 2005 to 8 Apr 2015)
  • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 4 Dec 2006)
  • CF11 Money Laundering Reporting (1 Jun 2005 to 30 Dec 2014)
• John Arthur Halsall

  IRN JAH00095

  • CF30 Customer (23 Feb 2012 to 1 Oct 2015)
• John Roger Van Ross

  IRN JRV00001

  • CF30 Customer (10 Jul 2009 to 29 Dec 2010)
• Jonathan Roger Hailey

  IRN JRH00034

  • CF21 Investment Adviser (1 Jun 2005 to 1 Jun 2005)
• Josh Rewcastle

  IRN JXR00177

  • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 18 Dec 2020)
• Kenneth Austin Chapman

  IRN KAC00011

  • CF21 Investment Adviser (1 Jun 2005 to 29 Dec 2006)
• Kevan Neil Cornwall

  IRN KNC00002

  • CF30 Customer (1 Nov 2007 to 15 Jul 2009)
  • CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Oct 2005 to 18 Aug 2006)
• Kevin Peter Last

  IRN KXL00026

  • CF21 Investment Adviser (18 Aug 2006 to 15 Sep 2006)
  • CF22 Investment Adviser (Trainee) (8 Sep 2005 to 18 Aug 2006)
• Kevin Wilks

  IRN KXW00017

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
• Lawrence Hornsby

  IRN LXH00029

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 19 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Nov 2005 to 21 Jun 2007)

No changes recorded yet.