Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF21 Investment Adviser (18 Aug 2006 to 15 Sep 2006)
    • CF22 Investment Adviser (Trainee) (8 Sep 2005 to 18 Aug 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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