Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (11 Jun 2009 to 30 Dec 2012)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF30 Customer (1 Nov 2007 to 15 Jul 2009)
    • CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Oct 2005 to 18 Aug 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.