Kenneth Austin Chapman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (20 Aug 2021 to 11 Apr 2022)
    • [FCA CF] Client dealing (20 Aug 2021 to 11 Apr 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 29 Oct 2021)
    • CF21 Investment Adviser (19 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Jan 2007 to 19 Apr 2007)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF21 Investment Adviser (1 Jun 2005 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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