Kevin Wilks

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED

    FRN 431157

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
    • [FCA CF] Client dealing (since 31 Mar 2026)
  • EMET FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 773427

    • [FCA CF] Client dealing (14 Apr 2025 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (14 Apr 2025 to 13 Mar 2026)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (31 Jan 2020 to 15 Feb 2024)
    • [FCA CF] Functions requiring qualifications (31 Jan 2020 to 15 Feb 2024)
  • Beyond Profit Financial Services Ltd (no longer approved here)

    FRN 450215

    • Employed By (6 Apr 2006 to 7 Nov 2006)
  • Financial Resolutions (no longer approved here)

    FRN 193236

    • (1)Employed By (20 Dec 1999 to 7 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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