Threadneedle Investment Services Limited

Date authorised
1 April 2013
Companies House
03701768
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    CANNON PLACE
    78 CANNON STREET
    London
    EC4N 6AG
    UNITED KINGDOM
    Phone
    +442074645000
    Web
    https://www.columbiathreadneedle.com

  • Complaints Contact

    CANNON PLACE
    78 CANNON STREET
    London
    EC4N 6AG
    UNITED KINGDOM
    Phone
    +442074645000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Carl Junek

    IRN JCJ01040

    • CF2 Non Executive Director (5 Aug 2010 to 20 Jan 2017)
  • John Devine

    IRN JXD01805

    • CF1 Director (14 Nov 2008 to 24 Nov 2010)
  • John William Dickinson

    IRN JWD01047

    • CF11 Money Laundering Reporting (6 Jul 2006 to 30 Jun 2009)
  • Julie Griffiths

    IRN JPJ01012

    • SMF3 Executive Director (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Sep 2023)
    • CF1 Director (24 Sep 2019 to 8 Dec 2019)
    • CF28 Systems and controls (16 May 2016 to 8 Dec 2019)
  • Karen Wilson Thissen

    IRN KXW01657

    • CF2 Non Executive Director (19 Dec 2017 to 8 Dec 2019)
  • Kathleen Mary Shailer

    IRN KMS01096

    • SMF11 Chair of the Audit Committee (since 22 Mar 2024)
    • SMF10 Chair of the Risk Committee (since 22 Mar 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
    • CF2 Non Executive Director (24 Mar 2016 to 8 Dec 2019)
  • Keith Samuel Haywood

    IRN KSH01028

    • CF28 Systems and controls (1 Sep 2008 to 24 Nov 2017)
  • Laura Cook

    IRN LXC00238

    • [FCA CF] Material risk taker (since 1 Apr 2021)
  • Laura Weatherup

    IRN LMW01095

    • SMF1 Chief Executive (11 Aug 2020 to 31 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 2 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2024)
    • CF3 Chief Executive (5 Aug 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (11 Jul 2016 to 14 Sep 2018)
    • CF1 Director (11 Jul 2016 to 8 Dec 2019)
  • Leigh James Harrison

    IRN LJH01045

    • CF29 Significant management (2 Feb 2011 to 30 Jun 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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