Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • SMF1 Chief Executive (11 Aug 2020 to 31 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 2 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
    • CF3 Chief Executive (5 Aug 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (11 Jul 2016 to 14 Sep 2018)
    • CF1 Director (11 Jul 2016 to 8 Dec 2019)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • SMF24 Chief Operations (9 Dec 2019 to 2 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
    • CF29 Significant management (11 Jul 2016 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
    • CF29 Significant management (11 Jul 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.