Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 19 Mar 2025)
    • SMF11 Chair of the Audit Committee (since 19 Mar 2025)
    • SMF11 Chair of the Audit Committee (since 22 Mar 2024)
    • SMF10 Chair of the Risk Committee (since 22 Mar 2024)
    • CF2 Non Executive Director (10 May 2016 to 8 Dec 2019)
    • SMF11 Chair of the Audit Committee (since 22 Mar 2024)
    • SMF10 Chair of the Risk Committee (since 22 Mar 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
    • CF2 Non Executive Director (24 Mar 2016 to 8 Dec 2019)
    • SMF11 Chair of the Audit Committee (since 1 Jul 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • SMF9 Chair of the Governing Body (23 Sep 2021 to 30 Nov 2025)
  • INTACT INSURANCE UK LIMITED (no longer approved here)

    FRN 202323

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 19 Aug 2021)
    • SIMF12 Chair of the Remuneration Committee (1 Dec 2017 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 28 Nov 2017)
    • CF2 Non Executive Director (19 Jun 2013 to 6 Mar 2016)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF2 Non Executive Director (10 May 2016 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF2 Non Executive Director (10 May 2016 to 8 Dec 2019)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF28 Systems and controls (3 May 2010 to 5 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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