Julie Griffiths

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Manager of certification employee (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Material risk taker (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Significant management (28 Oct 2022 to 28 Sep 2023)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • [FCA CF] Manager of certification employee (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Material risk taker (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Significant management (28 Oct 2022 to 28 Sep 2023)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Manager of certification employee (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Material risk taker (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Significant management (28 Oct 2022 to 28 Sep 2023)
  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • [FCA CF] Manager of certification employee (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Material risk taker (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Significant management (28 Oct 2022 to 28 Sep 2023)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Manager of certification employee (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Material risk taker (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Significant management (28 Oct 2022 to 28 Sep 2023)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • [FCA CF] Manager of certification employee (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Significant management (28 Oct 2022 to 28 Sep 2023)
    • [FCA CF] Material risk taker (28 Oct 2022 to 28 Sep 2023)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Sep 2023)
    • CF28 Systems and controls (16 May 2016 to 8 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • SMF4 Chief Risk (9 Dec 2019 to 25 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Sep 2023)
    • CF28 Systems and controls (16 May 2016 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Sep 2023)
    • CF28 Systems and controls (16 May 2016 to 8 Dec 2019)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • SMF3 Executive Director (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Sep 2023)
    • CF1 Director (24 Sep 2019 to 8 Dec 2019)
    • CF28 Systems and controls (16 May 2016 to 8 Dec 2019)
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Recent activity

Updates to this individual's record on the FCA register.

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