Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • SMF4 Chief Risk (10 Dec 2018 to 25 Aug 2022)
    • SIMF4 Chief Risk Function (16 May 2016 to 9 Dec 2018)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (2 Oct 2003 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 2 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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