Threadneedle Asset Management Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Victoria Ann Norman

  IRN VAP01014

  • CF30 Customer (1 Nov 2007 to 29 Apr 2010)
  • CF26 Customer Trading (27 Aug 2002 to 31 Oct 2007)
• Victoria Hopkins

  IRN VXH00129

  • [FCA CF] Material risk taker (since 1 Jan 2026)
• Vivek Jeswani

  IRN VXJ01015

  • CF30 Customer (1 Nov 2007 to 7 Feb 2009)
  • CF27 Investment Management (18 Aug 2005 to 31 Oct 2007)
• Vladimir Gersamia

  IRN VXG01069

  • CF30 Customer (23 Aug 2010 to 2 Sep 2011)
• Walter Stanley Berman

  IRN WSB01016

  • SMF12 Chair of the Remuneration Committee (since 9 Dec 2019)
  • CF2 Non Executive Director (5 Aug 2010 to 8 Dec 2019)
• Wiliam James Elliott

  IRN WXE00026

  • [FCA CF] Material risk taker (since 6 Jun 2022)
• William Amzand

  IRN WAA00022

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jun 2020)
  • CF30 Customer (15 Dec 2015 to 8 Dec 2019)
• William David Lowndes

  IRN WDL01004

  • CF14 Risk Assessment (28 Jan 2003 to 31 Dec 2004)
  • CF15 Internal Audit (28 Jan 2003 to 24 Apr 2006)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Jul 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 21 Apr 2006)
  • CF1 Director (1 Dec 2001 to 12 Jun 2006)
• William Davies

  IRN WXD01031

  • SMF3 Executive Director (since 23 Jan 2025)
  • SMF7 Group Entity Senior Manager (since 12 Apr 2022)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2023)
  • CF1 Director (9 Sep 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 18 Jul 2012)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• William Francis Frewen

  IRN WFF01014

  • CF29 Significant management (1 Nov 2007 to 23 Feb 2010)
  • CF16 Significant Mgt (Desgntd Investment Business) (10 Sep 2007 to 31 Oct 2007)

No changes recorded yet.