Walter Stanley Berman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Columbia Threadneedle Management Limited
FRN 119230
- SMF12 Chair of the Remuneration Committee (since 19 Mar 2025)
Threadneedle Investment Services Limited
FRN 190437
- SMF12 Chair of the Remuneration Committee (since 11 Apr 2022)
- CF2 Non Executive Director (5 Aug 2010 to 8 Dec 2019)
Threadneedle Asset Management Limited
FRN 122194
- SMF12 Chair of the Remuneration Committee (since 9 Dec 2019)
- CF2 Non Executive Director (5 Aug 2010 to 8 Dec 2019)
Threadneedle Pensions Limited (no longer approved here)
FRN 110337
- CF2 Non Executive Director (5 Aug 2010 to 11 Jan 2016)
Threadneedle Portfolio Services Limited (no longer approved here)
FRN 119174
- CF2 Non Executive Director (5 Aug 2010 to 8 Dec 2019)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF2 Non Executive Director (5 Aug 2010 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.