Threadneedle Asset Management Limited

Date authorised
1 April 2013
Companies House
00573204
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Place
    78 Cannon Street
    London
    EC4N 6AG
    UNITED KINGDOM
    Phone
    +442074645000
    Web
    https://www.columbiathreadneedle.com

  • Complaints Contact

    Cannon Place
    78 Cannon Street
    London
    EC4N 6AG
    UNITED KINGDOM
    Phone
    +442074645000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Frederick Truscott

    IRN WFT01001

    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • SMF13 Chair of the Nominations Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (23 Jun 2010 to 8 Dec 2019)
  • William Gordon Barker

    IRN WGB01006

    • CF27 Investment Management (1 Dec 2001 to 7 Sep 2007)
  • William Thomas Warren

    IRN WTW01016

    • CF30 Customer (25 Feb 2010 to 31 Jan 2014)
  • William Turner

    IRN TXW01490

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 22 Mar 2024)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 22 Mar 2024)
    • CF2 Non Executive Director (25 Aug 2016 to 8 Dec 2019)
  • Yifei Wang

    IRN YXW01073

    • CF30 Customer (7 Dec 2016 to 11 May 2018)
  • Ying Yi Lovick-Tee

    IRN YYT00003

    • [FCA CF] Client dealing (11 Oct 2023 to 20 Sep 2024)
  • Yuk Tai Chan

    IRN YTC01001

    • CF27 Investment Management (4 Feb 2004 to 8 Jul 2005)
  • Zarui Kazaryan

    IRN ZXK01030

    • CF30 Customer (24 Aug 2012 to 19 Mar 2019)
  • krishan Selvamanoharan

    IRN KXS00496

    • [FCA CF] Client dealing (since 1 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.