William Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Management Limited

    FRN 119230

    • SMF7 Group Entity Senior Manager (since 19 Mar 2025)
    • SMF3 Executive Director (since 23 Jan 2025)
    • [FCA CF] Significant management (since 18 Jul 2024)
    • [FCA CF] Client dealing (since 18 Jul 2024)
    • [FCA CF] Manager of certification employee (since 18 Jul 2024)
    • [FCA CF] Material risk taker (since 18 Jul 2024)
  • Pyrford International Limited

    FRN 122137

    • SMF9 Chair of the Governing Body (since 23 Jan 2025)
    • SMF3 Executive Director (since 12 Jan 2022)
  • Threadneedle Asset Management Limited

    FRN 122194

    • SMF3 Executive Director (since 23 Jan 2025)
    • SMF7 Group Entity Senior Manager (since 12 Apr 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2023)
    • CF1 Director (9 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 18 Jul 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited

    FRN 121940

    • [FCA CF] Client dealing (since 18 Jul 2024)
    • [FCA CF] Manager of certification employee (since 18 Jul 2024)
    • [FCA CF] Material risk taker (since 18 Jul 2024)
    • [FCA CF] Significant management (since 18 Jul 2024)
  • Columbia Threadneedle Investment Business Limited

    FRN 177896

    • [FCA CF] Significant management (since 18 Jul 2024)
    • [FCA CF] Client dealing (since 18 Jul 2024)
    • [FCA CF] Manager of certification employee (since 18 Jul 2024)
    • [FCA CF] Material risk taker (since 18 Jul 2024)
  • Threadneedle International Limited

    FRN 143014

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2023)
    • CF1 Director (9 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (18 Jul 2012 to 8 Dec 2019)
    • CF27 Investment Management (22 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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