William David Lowndes

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF15 Internal Audit (28 Jan 2003 to 24 Apr 2006)
    • CF14 Risk Assessment (28 Jan 2003 to 31 Dec 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Apr 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Jul 2006)
    • CF1 Director (1 Dec 2001 to 14 Jun 2006)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF15 Internal Audit (28 Jan 2003 to 24 Apr 2006)
    • CF14 Risk Assessment (28 Jan 2003 to 31 Dec 2004)
    • CF1 Director (1 Dec 2001 to 12 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Apr 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Jul 2006)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF14 Risk Assessment (28 Jan 2003 to 31 Dec 2004)
    • CF15 Internal Audit (28 Jan 2003 to 24 Apr 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Jul 2006)
    • CF1 Director (1 Dec 2001 to 12 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Apr 2006)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF14 Risk Assessment (28 Jan 2003 to 31 Dec 2004)
    • CF15 Internal Audit (28 Jan 2003 to 24 Apr 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Apr 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Jul 2006)
    • CF1 Director (1 Dec 2001 to 8 Apr 2010)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF14 Risk Assessment (28 Jan 2003 to 31 Dec 2004)
    • CF15 Internal Audit (28 Jan 2003 to 24 Apr 2006)
    • CF1 Director (1 Dec 2001 to 12 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Apr 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.