Threadneedle Asset Management Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ross Edward Duncton

  IRN RED01052

  • SMF18 Other Overall Responsibility (since 14 Mar 2024)
  • [FCA CF] Material risk taker (since 28 Oct 2022)
  • [FCA CF] Significant management (since 28 Oct 2022)
• Rupert Norman Rolfe Nottidge

  IRN RNN00004

  • CF28 Systems and controls (1 Nov 2007 to 11 Jan 2008)
  • CF15 Internal Audit (3 May 2006 to 31 Oct 2007)
• Rupert Pybus

  IRN RXP21029

  • SMF18 Other Overall Responsibility (20 Jan 2020 to 5 Feb 2021)
• Rupert Thomas Devere Welchman

  IRN RTW01008

  • CF27 Investment Management (1 Dec 2001 to 28 Jul 2006)
• Ryan Staszewski

  IRN RMS01204

  • [FCA CF] Client dealing (9 Oct 2023 to 31 Aug 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2024)
  • CF30 Customer (24 Apr 2015 to 8 Dec 2019)
• Rydan Giraudy

  IRN RXG00608

  • [FCA CF] Client dealing (since 8 Jul 2025)
  • [FCA CF] Material risk taker (since 8 Jul 2025)
• Sachee Trivedi

  IRN SXT02311

  • [FCA CF] Material risk taker (9 Dec 2019 to 29 May 2020)
  • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
• Sam Henry Cosh

  IRN SHC01020

  • [FCA CF] Client dealing (11 Oct 2023 to 30 Jun 2024)
• Sam Hill

  IRN SXH01753

  • CF30 Customer (1 Nov 2007 to 7 May 2010)
  • CF27 Investment Management (1 Nov 2005 to 31 Oct 2007)
• Samantha Claire Nel

  IRN SCN01006

  • CF27 Investment Management (19 Feb 2004 to 30 Nov 2004)
  • CF26 Customer Trading (31 Oct 2002 to 19 Feb 2004)

No changes recorded yet.