Sam Hill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Manager of certification employee (since 6 Jun 2022)
- [FCA CF] Client dealing (since 3 Feb 2020)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- [FCA CF] Client dealing (29 Nov 2019 to 2 Feb 2020)
Bank of Scotland plc (no longer approved here)
FRN 169628
- [FCA CF] Client dealing (29 Nov 2019 to 2 Feb 2020)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (4 Jun 2010 to 6 Mar 2016)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (4 Jun 2010 to 6 Mar 2016)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF30 Customer (1 Nov 2007 to 7 May 2010)
- CF27 Investment Management (1 Nov 2005 to 31 Oct 2007)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF30 Customer (1 Nov 2007 to 7 May 2010)
- CF27 Investment Management (1 Nov 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.