Rupert Thomas Devere Welchman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Union Bancaire Privee, UBP SA (no longer approved here)
FRN 147562
- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 19 Mar 2024)
- [FCA CF] Material risk taker (9 Sep 2019 to 30 Apr 2024)
- [FCA CF] Manager of certification employee (9 Sep 2019 to 30 Apr 2024)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Apr 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2024)
- CF30 Customer (25 Nov 2010 to 6 Mar 2016)
First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- CF30 Customer (11 Dec 2008 to 27 Oct 2010)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- CF30 Customer (11 Dec 2008 to 27 Oct 2010)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF30 Customer (11 Dec 2008 to 27 Oct 2010)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF27 Investment Management (1 Dec 2001 to 28 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.